A Tied Agent is an EU established entity, which acts under the full and unconditional responsibility of only one Investment Firm of an EU Member State.

On behalf of Spot Capital Markets, the Tied Agent:

- Promotes investment and/or ancillary services
- Attracts clients and prospective clients
- Receives and transmits client orders in respect of investment services or
financial instruments

What are the requirements of the Tied Agent?

  • Maintain an office in the country where the company is established
  •  Hire an employee for the position of the Reception and Transmission Officer (RTO)

That’s all there is to it.